Practice Problems – Chapter 16

 

1)   Assume perfect capital markets.  An all-equity firm has $6,000 in cash and assets worth $28,000.  The firm has 1,200 shares outstanding, and no investment opportunities.

a) If the firm pays no dividend today, what is the stock price and the wealth of stockholders?

b) If the firm pays a dividend of $6,000 today,

      i) what is the stock price before the dividend?

      ii) what is the stock price after the dividend?

      iii) what is the wealth of stockholders after the dividend?

c) If the firm pays a dividend of $9,000 today,

      i) what is the stock price before the dividend?

      ii) what is the stock price after the dividend?

      iii) how many new shares must be issued?

      iv) how does the dividend affect stockholder wealth?

 

 

2)   Online Dating Services Inc. is an all-equity firm with the following assets and investment opportunity:

                  Cash                                           $  1,200

                  Other Assets                               $22,000

                  Project with an investment of      $  3,500

                              and an NPV of                 $  1,000

The firm has decided to pay a dividend of $1 per share on its 4000 existing shares.  Any new capital required will be raised by issuing new shares.  Assume that all three actions occur simultaneously -- dividend payment, issue of new shares and investing in the project. Assuming perfect capital markets,

a) What is the wealth of stockholders before and after these actions?

b) How many new shares are issued?

 

 

3)   Assume perfect capital markets.  R and D are all-equity firms identical in all respects, except that D makes cash payouts to stockholders through dividends, and R through stock repurchases.  Both firms have 1,000 shares outstanding, and the following assets and investment opportunities:

                  Cash                                       $1,500

                  Other Assets                           $7,750

                  Project A with Investment of    $1,000

                                  and an NPV     of     $   425

                  Project B with Investment of    $   800

                                  and an NPV     of     $   325

a)   Firm D pays a dividend of $2 per share and invests in both projects, by issuing new shares.  Assume that all these actions occur simultaneously.  Compute the following (where cum-dividend means before these actions and ex-dividend means after these actions):

                  cum-dividend stock price and value of equity

                  ex-dividend stock price and value of equity

                  number of new shares issued

                  cum-dividend and ex-dividend wealth of the original stockholders

                  the fraction of the shares the original stockholders own at the end

b)   Firm R repurchase shares worth $2,000 at the current market price and invests in both projects, by issuing new shares.  Assume that all these actions occur simultaneously.  Compute the following (where initial means before these actions and final means after these actions):

                  initial and final stock price

                  number of shares repurchased and number of new shares issued

                  initial and final value of equity

                  change in wealth of the original stockholders

                  the fraction of the shares the original stockholders own at the end

Which of these numbers will change if the amount of the repurchase is increased?

 

4)   C. L. Computer Corp. is an all-equity firm which is fortunate enough to operate in perfect capital markets. The firm has 10,000 shares outstanding, and the following assets and investment opportunities:

                  Cash                                        $    8,000

                  Other Assets                            $240,000

                  A project with Investment of     $    5,000

                                  and an NPV of         $       900

a) Suppose the firm pays a dividend of 75 cents per share, and invests in the project, by issuing new shares.  Assume that all these actions occur simultaneously.  Compute the following (where cum-dividend means before these actions and ex-dividend means after these actions):

                  cum-dividend stock price and value of equity

                  ex-dividend stock price and value of equity

                  number of new shares issued

                  cum-dividend and ex-dividend wealth of the original stockholders

                  the fraction of the shares the original stockholders own at the end

Which of these numbers will change if the amount of the dividend is increased?

b) Suppose that instead of paying a dividend, the firm uses the $8,000 cash to repurchase shares at the current market price, and it invests in the project by issuing new shares.  Assume that all these actions occur simultaneously.  Compute the following (where initial means before these actions and final means after these actions):

                  initial and final stock price

                  number of shares repurchased and number of new shares issued

                  initial and final value of equity

                  change in wealth of the original stockholders

                  the fraction of the shares the original stockholders own at the end  

 

                                                                       

5)   Mark the following statements with a T or an F to indicate whether they are true or false (no explanations required or considered):

a)   It is not possible to make a pure dividend policy change; when you try to change the dividend keeping the investment decision constant, the firm’s capital structure necessarily changes.

b)   When a firm increases its dividend, stockholders are receiving a higher return; hence the firm’s cost of equity increases.

c)   The reluctance of managers to cut dividends leads to a situation where dividends reflect nor just current earnings but expected future earnings as well; the market then punishes you for cutting dividends by reducing your stock price.

d)   Dividends are typically increased when earnings go up and managers are confident that earnings will remain at this higher level.

e)   An earnings announcement tells the market whether earnings went up or down; the accompanying dividend announcement clarifies whether the earnings change is temporary or permanent.

f)    In perfect capital markets, when a firm pays a dividend, the stock price falls by exactly the amount of the dividend.

g)   If a firm is paying out $2 million to its stockholders, the stock price will fall by the same amount whether the $2 million is paid out through a dividend or a stock repurchase.

h)   In PCM, stockholders who do not need cash from their portfolios may not care whether a firm pays dividends or not, but stockholders who need cash from their portfolio for living expenses prefer dividend paying firms.

i)    Corporations do not pay taxes on their dividend income, so they are indifferent between dividend income and capital gains income.  

j)   In perfect capital markets, stockholders are indifferent between buying shares in the unlevered firm or borrowing money to buy shares in an otherwise identical levered firm.

 

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